SEC Form 4 · accession 0001387467-15-000068
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yifan Liang
Officer — CFO and Corp Secretary
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jun 26, 2015 | F | 36 | $8.97 | D | 40,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSU) granted on April 26, 2012.
- F2Includes (i) an aggregate of 33,290 shares subject to RSU awards granted on April 26, 2012, February 14, 2013, March 17, 2014, August 15, 2014, and March 16, 2015, which will be issued as such units vest in accordance with their terms and (ii) 875 shares acquired under the Issuer's Employee Share Purchase Plan on May 14, 2015.