SEC Form 4 · accession 0001387467-15-000058
ALPHA & OMEGA SEMICONDUCTOR Ltd · AOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony Grizelj
Officer — VP of Power Discrete Product
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | May 15, 2015 | S | 875 | $8.6179 | D | 28,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2015.
- F2Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2015, which were being sold as reported in this Form 4.
- F3Includes an aggregate of 25,174 shares subject to restricted stock unit awards granted on April 26, 2012, February 14, 2013, March 17, 2014, and March 16, 2015, which will be issued as such units vest in accordance with their terms.