SEC Form 4 · accession 0001437749-18-016512
AIRXPANDERS INC · AXP.AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Murcray
Officer — CFO and COO
Period of report
Sep 3, 2018
Accepted (ET)
Sep 4, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock AF1,F2 | Sep 3, 2018 | P | 350,000 | $0.28 | A | 350,000 | I | SK & DM Murcray Revocable Living Trust, in which Scott Murcray has a beneficial interest. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of 1,050,000 Chess Depository Instruments (CDIs) held in SK & DM Murcray Revocable Living Trust, in which Scott Murcray has a beneficial interest. CDIs are units of beneficial ownership in our shares of Common Stock held by CHESS Depositary Nominees Pty Limited, or CDN, a wholly-owned subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. The CDIs are convertible to Common Stock A on a 3-for-1 basis.
- F2Average price per CDI of $0.13 and an AUS dollar to US dollar exchange rate of 0.72