SEC Form 4 · accession 0001437749-18-004055
AIRXPANDERS INC · AXP.AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Murcray
Officer — CFO and COO
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $1.15 | Mar 5, 2018 | A | 17,859 | A | — | Mar 4, 2028 | Common Stock A | 17,859 | 17,859 | D |
| Non-qualified Stock option (right to buy)F1 | $1.15 | Mar 5, 2018 | A | 78,378 | A | — | Mar 4, 2028 | Common Stock A | 78,378 | 78,378 | D |
Explanation of responses
- F125% of the shares shall vest and become exercisable on the one-year anniversary of the vesting start date (3/3/2018) and the remainder shall vest in equal tranches monthly over the remains three (3) years.