SEC Form 4 · accession 0001437749-18-002710
AIRXPANDERS INC · AXP.AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Murcray
Officer — CFO and COO
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $1.35 | Feb 13, 2018 | A | 73,186 | A | — | Feb 12, 2028 | Common Stock A | 73,186 | 73,186 | D |
| Non-qualified Stock option (right to buy)F1 | $1.35 | Feb 13, 2018 | A | 526,814 | A | — | Feb 12, 2018 | Common Stock A | 526,814 | 541,538 | D |
Explanation of responses
- F1100% of the shares shall vest and become exercisable on the three-year anniversary of the date of grant