SEC Form 4 · accession 0001615774-15-001130
QUANTUMSPHERE, INC. · QSIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin David Maloney
Officer — CEO, President and Chairman · Director
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | J | 53,261 | $0.00 | D | 266,628 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 18, 2015, Kevin D. Maloney (the "Reporting Person") assigned ownership of 53,261 of his shares of the Company's common stock to Dolphin Capital Holdings, Inc., an entity controlled by Steven Myers, a member of the Company's Board of Directors.