SEC Form 4 · accession 0001437749-15-009011
HYPERION THERAPEUTICS INC · HPTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Farrow
Officer — CFO
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 24,630 | $1.28 | A | 48,255 | D | |
| Common Stock | May 1, 2015 | M | 24,630 | $1.28 | A | 72,885 | D | |
| Common Stock | May 1, 2015 | M | 53,184 | $4.08 | A | 126,069 | D | |
| Common Stock | May 1, 2015 | M | 17,704 | $7.31 | A | 143,773 | D | |
| Common Stock | May 1, 2015 | M | 629 | $10.95 | A | 144,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.28 | May 1, 2015 | M | 24,630 | D | — | Apr 14, 2020 | Common Stock | 24,630 | 0 | D |
| Employee Stock Option (right to buy)F1 | $1.28 | May 1, 2015 | M | 24,630 | D | — | Jun 30, 2020 | Common Stock | 24,630 | 0 | D |
| Employee Stock Option (right to buy)F1 | $4.08 | May 1, 2015 | M | 53,184 | D | — | Apr 14, 2021 | Common Stock | 53,184 | 0 | D |
| Employee Stock Option (right to buy)F1 | $7.31 | May 1, 2015 | M | 17,704 | D | — | Apr 15, 2022 | Common Stock | 17,704 | 23,346 | D |
| Employee Stock Option (right to buy)F1 | $10.95 | May 1, 2015 | M | 629 | D | — | Oct 15, 2022 | Common Stock | 629 | 14,371 | D |
Explanation of responses
- F1This option was vested and exercisable on date of exercise.