SEC Form 4 · accession 0001415889-15-002322
Niagen Bioscience, Inc. · NAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Varvaro
Officer — CFO, TREASURER AND SECRETARY
Period of report
Jul 6, 2015
Accepted (ET)
Jul 7, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2,F1 | $1.22 | Jul 6, 2015 | A | 125,000 | A | Jul 6, 2016 | Jul 6, 2025 | Common Stock | 125,000 | 2,154,499 | D |
Explanation of responses
- F1Options vest 25% on July 6, 2016 with the remainder vesting 1/36th per month over three years thereafter.
- F2The total includes 2,029,499 options under different terms.