SEC Form 4/A · accession 0001144204-18-011422
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John J Regazzi
Director
Period of report
Sep 11, 2015
Accepted (ET)
Feb 27, 2018 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2015 | J | 50,000 | $0.00 | D | 0 | D | |
| Common Stock | Sep 11, 2015 | J | 50,000 | $1.00 | A | 50,000 | I | By IRA |
| Common Stock | Mar 3, 2016 | P | 25,000 | $0.7113 | A | 75,000 | I | By IRA |
| Common StockF2 | Jun 24, 2016 | P | 75,000 | $1.00 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F2 | $1.25 | Jun 24, 2016 | P | 22,500 | A | Jun 24, 2016 | Jun 23, 2021 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1The reporting person purchased these shares through his IRA and not directly.
- F2The reported securities are included within the units purchased by the reporting person for $1.00 per unit. Each unit consists of one share of common stock and one warrant to purchase three-tenths of one share of common stock.
Remarks
The reporting person filed this amendment to clarify his direct and direct beneficial ownership of shares of the registrant's common stock and to correct the total number of shares held directly.