SEC Form 4 · accession 0001144204-17-061828
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Louis Urban
Officer — CFO & Secretary
Period of report
Nov 21, 2017
Accepted (ET)
Dec 1, 2017 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | A | 8,136 | $0.00 | A | 282,005 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for D. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for G. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for L. Urban UTMA CA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested.