SEC Form 4/A · accession 0001144204-17-009805
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan Louis Urban
Officer — CFO & Secretary
Period of report
Dec 20, 2016
Accepted (ET)
Feb 17, 2017 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2016 | D | 12,700 | $1.03 | D | 232,201 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for D. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for G. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for L. Urban UTMA CA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.
Remarks
The reporting person filed this amendment to correct the number of shares directly owned by the reporting person.