SEC Form 4/A · accession 0001144204-17-009803
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan Louis Urban
Officer — CFO & Secretary
Period of report
Nov 21, 2016
Accepted (ET)
Feb 17, 2017 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | A | 5,000 | $0.00 | A | 244,901 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for D. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for G. Urban UTMA CA | |
| Common Stock | holding | — | — | — | 5,000 | I | As Custodian for L. Urban UTMA CA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2017 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2017 until fully vested.
Remarks
The reporting person filed this amendment to correct the number of shares directly owned by the reporting person.