SEC Form 4 · accession 0001144204-16-110095
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Derycz
Officer — CEO & President · Director · 10% Owner
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2016 | P | 20,000 | $1.00 | A | 3,631,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F1 | $1.25 | Jun 24, 2016 | P | 6,000 | A | Jun 24, 2016 | Jun 23, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported securities are included within the units purchased by the reporting person for $1.00 per unit. Each unit consists of one share of common stock and one warrant to purchase three-tenths of one share of common stock.