SEC Form 4 · accession 0001144204-15-033853
Research Solutions, Inc. · RSSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Merrill A McPeak
Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $1.05 | May 22, 2015 | A | 50,000 | A | May 22, 2015 | May 21, 2025 | Common Stock | 50,000 | 50,000 | D |
| Warrant to purchase common stockF1 | $1.25 | May 22, 2015 | D | 50,000 | D | — | Nov 5, 2015 | Common Stock | 50,000 | 0 | D |
| Warrant to purchase common stockF1 | $1.25 | May 22, 2015 | A | 50,000 | A | — | Nov 5, 2020 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The two reported transactions involved an amendment of an outstanding warrant to extend the maturity date to November 5, 2020, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.