SEC Form 4 · accession 0001209191-19-010801
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Konrad Alt
Officer — Chief Banking Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2019 | A | 7,494 | $0.00 | A | 81,007 | D | |
| Class A Common StockF2 | Feb 13, 2019 | F | 708 | $74.66 | D | 80,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock underlying performance-based restricted stock unit awards granted on March 14, 2018. 25% of the awards vested on February 13, 2019 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date.
- F2Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $74.66 per share, which represented the closing price of the issuer's Class A Common Stock on February 13, 2019, and does not represent a sale by the reporting person.