SEC Form 4 · accession 0001209191-18-054266
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Streit
Officer — President and CEO · Director
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 2, 2018 | S | 13,985 | $87.4033 | D | 236,471 | D | |
| Class A Common StockF3 | Oct 2, 2018 | S | 2,783 | $88.1088 | D | 233,688 | D | |
| Class A Common StockF4 | Oct 3, 2018 | S | 5,512 | $87.1563 | D | 228,176 | D | |
| Class A Common StockF5 | Oct 3, 2018 | S | 11,256 | $88.0175 | D | 216,920 | D | |
| Class A Common StockF6 | Oct 4, 2018 | S | 4,712 | $83.8772 | D | 212,208 | D | |
| Class A Common StockF7 | Oct 4, 2018 | S | 1,015 | $84.9959 | D | 211,193 | D | |
| Class A Common StockF8 | Oct 4, 2018 | S | 3,233 | $86.0598 | D | 207,960 | D | |
| Class A Common StockF9 | Oct 4, 2018 | S | 900 | $86.7322 | D | 207,060 | D | |
| Class A Common StockF10 | holding | — | — | — | 3,202,555 | I | By Steven W. Streit Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.
- F10The reporting person is the trustee of the trust.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.97 to $87.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.99 to $88.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.52 to $87.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.54 to $88.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.485 to $84.460 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.625 to $86.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.63 to $87.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.