SEC Form 4 · accession 0001209191-18-051830
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Streit
Officer — President and CEO · Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 18, 2018 | J | 295,800 | $0.00 | D | 3,202,555 | I | By Steven W. Streit Family Trust |
| Class A Common Stock | Sep 18, 2018 | J | 295,800 | $0.00 | A | 323,202 | D | |
| Class A Common StockF4 | Sep 18, 2018 | S | 3,668 | $89.4481 | D | 319,534 | D | |
| Class A Common StockF5 | Sep 18, 2018 | S | 6,192 | $90.0399 | D | 313,342 | D | |
| Class A Common StockF6 | Sep 19, 2018 | S | 2,584 | $85.9126 | D | 310,758 | D | |
| Class A Common StockF7 | Sep 19, 2018 | S | 3,411 | $87.1403 | D | 307,347 | D | |
| Class A Common StockF8 | Sep 19, 2018 | S | 2,365 | $88.0739 | D | 304,982 | D | |
| Class A Common StockF9 | Sep 19, 2018 | S | 1,500 | $89.3666 | D | 303,482 | D | |
| Class A Common StockF10 | Sep 20, 2018 | S | 4,318 | $86.2975 | D | 299,164 | D | |
| Class A Common StockF11 | Sep 20, 2018 | S | 5,242 | $87.5579 | D | 293,922 | D | |
| Class A Common StockF12 | Sep 20, 2018 | S | 300 | $87.98 | D | 293,622 | D | |
| Class A Common Stock | holding | — | — | — | 27,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred from the Steven W. Streit Family Trust to the reporting person for no consideration in connection with estate planning transactions for the reporting person.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.95 to $86.9450 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.96 to $87.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.96 to $87.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reporting person is the trustee of the trust.
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.70 to $89.695 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.715 to $90.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.48 to $86.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.60 to $87.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.66 to $88.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.03 to $89.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.