SEC Form 4 · accession 0001209191-18-048742
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth C Aldrich
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2018 | M | 8,952 | $17.89 | A | 31,251 | D | |
| Class A Common Stock | Aug 24, 2018 | M | 10,025 | $18.24 | A | 41,276 | D | |
| Class A Common Stock | Aug 24, 2018 | M | 7,820 | $21.65 | A | 49,096 | D | |
| Class A Common Stock | Aug 24, 2018 | M | 4,484 | $35.84 | A | 53,580 | D | |
| Class A Common StockF1 | Aug 24, 2018 | S | 27,979 | $85.6314 | D | 25,601 | D | |
| Class A Common StockF2 | Aug 24, 2018 | S | 3,302 | $86.2789 | D | 22,299 | D | |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | By YKA Partners Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $17.89 | Aug 24, 2018 | M | 8,952 | D | May 28, 2015 | May 21, 2024 | Class A Common Stock | 8,952 | 0 | D |
| Stock Option (right to buy Class A Common Stock) | $18.24 | Aug 24, 2018 | M | 10,025 | D | May 21, 2014 | May 22, 2023 | Class A Common Stock | 10,025 | 0 | D |
| Stock Option (right to buy Class A Common Stock) | $21.65 | Aug 24, 2018 | M | 7,820 | D | May 22, 2013 | May 24, 2022 | Class A Common Stock | 7,820 | 0 | D |
| Stock Option (right to buy Class A Common Stock) | $35.84 | Aug 24, 2018 | M | 4,484 | D | May 24, 2012 | Jun 2, 2021 | Class A Common Stock | 4,484 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.24 to $86.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.245 to $86.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reporting person is the agent of the general partner of YKA Partners Ltd.