SEC Form 4 · accession 0001209191-18-034786
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jess Unruh
Officer — Chief Accounting Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 31, 2018 | M | 31,043 | $18.11 | A | 137,542 | D | |
| Class A Common StockF1 | May 31, 2018 | S | 18,679 | $71.0005 | D | 118,863 | D | |
| Class A Common StockF2 | May 31, 2018 | S | 12,364 | $72.0448 | D | 106,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $18.11 | May 31, 2018 | M | 31,043 | D | Jun 3, 2017 | Jun 3, 2023 | Class A Common Stock | 31,043 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.0000 to $71.0310 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.0000 to $72.1710 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.