SEC Form 4 · accession 0001209191-18-023861
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuan Archer
Officer — Chief Operating Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Apr 2, 2018 | S | 7,903 | $62.2731 | D | 269,293 | D | |
| Class A Common StockF3 | Apr 2, 2018 | S | 5,502 | $63.1239 | D | 263,791 | D | |
| Class A Common StockF4 | Apr 2, 2018 | S | 400 | $63.7288 | D | 263,391 | D | |
| Class A Common StockF5 | Apr 3, 2018 | S | 13,204 | $62.1813 | D | 250,187 | D | |
| Class A Common StockF6 | Apr 3, 2018 | S | 600 | $62.795 | D | 249,587 | D | |
| Class A Common StockF7 | Apr 3, 2018 | F | 2,480 | $62.59 | D | 247,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017, as amended on November 16, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.65 to $62.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.69 to $63.755 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.76 to $62.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.77 to $62.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F7Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $62.59 per share, which represented the closing price of the issuer's Class A Common Stock on April 3, 2018, and does not represent a sale by the reporting person.