SEC Form 4 · accession 0001209191-18-010436
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Streit
Officer — President and CEO · Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 13, 2018 | M | 2,665 | $4.64 | A | 176,621 | D | |
| Class A Common Stock | Feb 13, 2018 | M | 4,165 | $20.01 | A | 180,786 | D | |
| Class A Common Stock | Feb 13, 2018 | S | 200 | $56.90 | D | 180,586 | D | |
| Class A Common StockF2 | Feb 13, 2018 | S | 6,530 | $59.7276 | D | 174,056 | D | |
| Class A Common Stock | Feb 13, 2018 | S | 100 | $60.37 | D | 173,956 | D | |
| Class A Common Stock | Feb 14, 2018 | M | 2,665 | $4.64 | A | 176,621 | D | |
| Class A Common Stock | Feb 14, 2018 | M | 4,165 | $20.01 | A | 180,786 | D | |
| Class A Common StockF3 | Feb 14, 2018 | S | 4,308 | $59.5529 | D | 176,478 | D | |
| Class A Common StockF4 | Feb 14, 2018 | S | 2,522 | $55.3813 | D | 173,956 | D | |
| Class A Common Stock | Feb 15, 2018 | M | 2,790 | $4.64 | A | 176,746 | D | |
| Class A Common Stock | Feb 15, 2018 | M | 4,165 | $20.01 | A | 180,911 | D | |
| Class A Common StockF5 | Feb 15, 2018 | S | 6,755 | $59.5448 | D | 174,156 | D | |
| Class A Common Stock | Feb 15, 2018 | S | 200 | $60.23 | D | 173,956 | D | |
| Class A Common StockF6,F7 | holding | — | — | — | 3,498,355 | I | By Steven W. Streit Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $4.64 | Feb 13, 2018 | M | 2,665 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,665 | 5,455 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Feb 13, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 283,380 | D |
| Stock Option (right to buy Class A Common Stock) | $4.64 | Feb 14, 2018 | M | 2,665 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,665 | 2,790 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Feb 14, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 279,215 | D |
| Stock Option (right to buy Class A Common Stock) | $4.64 | Feb 15, 2018 | M | 2,790 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,790 | 0 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Feb 15, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 275,050 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.27 to $60.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.94 to $59.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.94 to $60.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.19 to $60.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6The reporting person no longer has a reportable beneficial interest in 25,757 shares of the issuer's common stock owned by his children and included in the reporting person's prior ownership reports.
- F7The reporting person is the trustee of the trust.