SEC Form 4 · accession 0001209191-18-002578
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Streit
Officer — President and CEO · Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 4, 2018 | M | 2,665 | $4.64 | A | 176,621 | D | |
| Class A Common Stock | Jan 4, 2018 | M | 4,165 | $20.01 | A | 180,786 | D | |
| Class A Common Stock | Jan 4, 2018 | S | 6,830 | $60.86 | D | 173,956 | D | |
| Class A Common StockF2 | holding | — | — | — | 3,498,355 | I | By Steven W. Streit Family Trust | |
| Class A Common Stock | holding | — | — | — | 25,757 | I | By minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $4.64 | Jan 4, 2018 | M | 2,665 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,665 | 40,100 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Jan 4, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 337,525 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
- F2The reporting person is the trustee of the trust.