SEC Form 4 · accession 0001209191-18-002158
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Streit
Officer — President and CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 2, 2018 | M | 2,665 | $4.64 | A | 176,621 | D | |
| Class A Common Stock | Jan 2, 2018 | M | 4,165 | $20.01 | A | 180,786 | D | |
| Class A Common StockF2 | Jan 2, 2018 | S | 6,730 | $59.6268 | D | 174,056 | D | |
| Class A Common Stock | Jan 2, 2018 | S | 100 | $60.12 | D | 173,956 | D | |
| Class A Common Stock | Jan 3, 2018 | M | 2,665 | $4.64 | A | 176,621 | D | |
| Class A Common Stock | Jan 3, 2018 | M | 4,165 | $20.01 | A | 180,786 | D | |
| Class A Common StockF3 | Jan 3, 2018 | S | 6,530 | $60.2635 | D | 174,256 | D | |
| Class A Common StockF4 | Jan 3, 2018 | S | 300 | $60.79 | D | 173,956 | D | |
| Class A Common StockF5 | holding | — | — | — | 3,498,355 | I | By Steven W. Streit Family Trust | |
| Class A Common Stock | holding | — | — | — | 25,757 | I | By minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $4.64 | Jan 2, 2018 | M | 2,665 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,665 | 45,430 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Jan 2, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 345,855 | D |
| Stock Option (right to buy Class A Common Stock) | $4.64 | Jan 3, 2018 | M | 2,665 | D | Aug 31, 2011 | Feb 15, 2018 | Class A Common Stock | 2,665 | 42,765 | D |
| Stock Option (right to buy Class A Common Stock) | $20.01 | Jan 3, 2018 | M | 4,165 | D | Nov 12, 2013 | Nov 12, 2019 | Class A Common Stock | 4,165 | 341,690 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.12 to $60.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.71 to $60.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.71 to $60.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The reporting person is the trustee of the trust.