SEC Form 4 · accession 0001209191-17-049655
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Ricci
Officer — General Counsel and Secretary
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 17, 2017 | M | 9,611 | $10.75 | A | 91,163 | D | |
| Class A Common StockF1 | Aug 17, 2017 | S | 20,707 | $47.2131 | D | 70,456 | D | |
| Class A Common StockF2 | holding | — | — | — | 4,460 | I | By minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $10.75 | Aug 17, 2017 | M | 9,611 | D | Dec 11, 2012 | Dec 11, 2018 | Class A Common Stock | 9,611 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.2000 to $47.2550 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.