SEC Form 4 · accession 0001209191-17-045249
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth C Aldrich
Director
Period of report
Jul 12, 2017
Accepted (ET)
Jul 14, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Jul 12, 2017 | S | 6,854 | $40.0064 | D | 193,146 | I | By YKA Partners, LLC |
| Class A Common StockF3 | Jul 13, 2017 | S | 100 | $40.00 | D | 193,046 | I | By YKA Partners, LLC |
| Class A Common StockF4,F3 | Jul 14, 2017 | S | 3,046 | $40.0067 | D | 190,000 | I | By YKA Partners, LLC |
| Class A Common Stock | holding | — | — | — | 20,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2017.
- F2The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
- F3The reporting person is the agent of the general partner of YKA Partners, LLC.
- F4The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $40.00 to $40.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.