SEC Form 4 · accession 0001209191-17-029373
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuan Archer
Officer — Chief Operating Officer
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 1, 2017 | M | 8,595 | $0.00 | A | 130,166 | D | |
| Class A Common StockF2 | May 1, 2017 | S | 12,199 | $34.3826 | D | 117,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $10.50 | May 1, 2017 | M | 8,595 | D | Nov 1, 2016 | Nov 1, 2022 | Class A Common Stock | 8,595 | 25,780 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
- F2The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.13 to $34.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.