SEC Form 4 · accession 0001209191-15-002637
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuan Archer
Officer — Chief Operating Officer
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 9:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2015 | A | 50,000 | $0.00 | A | 147,181 | D | |
| Class A Common Stock | Jan 2, 2015 | M | 4,688 | $0.00 | A | 151,869 | D | |
| Class A Common Stock | Jan 2, 2015 | S | 4,688 | $20.31 | D | 147,181 | D | |
| Class A Common Stock | Jan 5, 2015 | M | 4,687 | $0.00 | A | 151,868 | D | |
| Class A Common Stock | Jan 5, 2015 | S | 4,687 | $20.14 | D | 147,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock)F3 | $10.50 | Jan 2, 2015 | M | 4,688 | D | — | Nov 1, 2022 | Class A Common Stock | 4,688 | 34,375 | D |
| Stock Option (right to buy Class A Common Stock)F4 | $16.34 | Jan 5, 2015 | M | 4,687 | D | — | Apr 3, 2023 | Class A Common Stock | 4,687 | 42,188 | D |
Explanation of responses
- F1Represents shares of Class A Common Stock underlying a restricted stock unit award that vests as to 1/4 of the shares on each of January 2, 2016, 2017, 2018 and 2019, subject to the reporting person's provision of services to the issuer on each vesting date.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2014.
- F3Options vest as to 1/4 of the shares on November 1, 2013 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
- F4Options vest as to 1/4 of the shares on April 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.