SEC Form 4 · accession 0001209191-15-001214
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Ricci
Officer — General Counsel and Secretary
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 31, 2014 | M | 12,140 | $0.00 | A | 74,407 | D | |
| Class A Common StockF1 | holding | — | — | — | 4,460 | I | By minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $1.41 | Dec 31, 2014 | M | 12,140 | D | Jan 19, 2010 | Jan 19, 2016 | Class A Common Stock | 12,140 | 86,153 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.