SEC Form 4 · accession 0001214659-19-000532
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Riggs
Officer — Chief Customer Officer
Period of report
Jan 24, 2019
Accepted (ET)
Jan 25, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | M | 645 | $35.43 | A | 3,656 | D | |
| Common Stock | Jan 24, 2019 | M | 285 | $48.47 | A | 3,941 | D | |
| Common Stock | Jan 24, 2019 | S | 930 | $75.57 | D | 3,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $35.43 | Jan 24, 2019 | M | 645 | D | — | Nov 29, 2027 | Common Stock | 645 | 21,268 | D |
| Non-Qualified Stock OptionF3 | $48.47 | Jan 24, 2019 | M | 285 | D | — | Mar 19, 2028 | Common Stock | 285 | 10,835 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2018.
- F225% of the stock option became exercisable on October 23, 2018, with the remainder exercisable in 36 equal monthly installments thereafter provided the reporting person remains in continuous service on each vesting date.
- F3The stock option vests in 48 equal monthly installments beginning April 20, 2018 provided the reporting person remains in continuous service on each vesting date.