SEC Form 4 · accession 0001214659-18-007580
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Siboni
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 16,591 | $2.72 | A | 21,879 | D | |
| Common StockF2 | Dec 6, 2018 | S | 600 | $58.4433 | D | 21,279 | D | |
| Common StockF3 | Dec 6, 2018 | S | 1,527 | $59.8522 | D | 19,752 | D | |
| Common StockF4 | Dec 6, 2018 | S | 4,102 | $60.8697 | D | 15,650 | D | |
| Common StockF5 | Dec 6, 2018 | S | 650 | $61.9446 | D | 15,000 | D | |
| Common StockF6 | Dec 6, 2018 | S | 686 | $63.244 | D | 14,314 | D | |
| Common StockF7 | Dec 6, 2018 | S | 1,900 | $64.1605 | D | 12,414 | D | |
| Common StockF8 | Dec 6, 2018 | S | 7,123 | $65.1327 | D | 5,291 | D | |
| Common StockF9 | Dec 6, 2018 | S | 3 | $65.9337 | D | 5,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F10 | $2.72 | Dec 6, 2018 | M | 16,591 | D | — | Aug 27, 2024 | Common Stock | 16,591 | 60,523 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2018.
- F10The stock option grant is fully vested as of August 28, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $58.30 to $58.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $59.31 to $60.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $60.39 to $61.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $61.62 to $62.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $62.65 to $63.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $63.69 to $64.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $64.70 to $65.685. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $65.92 to $65.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.