SEC Form 4 · accession 0001214659-18-006108
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony D Tiscornia
Officer — Principal Accounting Officer
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 20, 2018 | M | 828 | $0.00 | A | 1,897 | D | |
| Common StockF1 | Sep 21, 2018 | S | 444 | $76.75 | D | 1,453 | D | |
| Common Stock | Sep 20, 2018 | M | 763 | $0.00 | A | 2,216 | D | |
| Common StockF1 | Sep 21, 2018 | S | 409 | $76.75 | D | 1,807 | D | |
| Common Stock | Sep 20, 2018 | M | 95 | $0.00 | A | 1,902 | D | |
| Common StockF1 | Sep 21, 2018 | S | 51 | $76.75 | D | 1,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Sep 20, 2018 | M | 828 | D | — | — | Common Stock | 828 | 603 | D |
| Restricted Stock UnitsF3,F5 | — | Sep 20, 2018 | M | 763 | D | — | — | Common Stock | 763 | 668 | D |
| Restricted Stock UnitsF3,F5 | — | Sep 20, 2018 | M | 95 | D | — | — | Common Stock | 95 | 1,336 | D |
Explanation of responses
- F1As previously disclosed, these shares of common stock were automatically sold to satisfy the reporting person's tax withholding obligations in a non-discretionary transaction.
- F2Includes 1,069 Shares acquired on September 15, 2018 under the Coupa Software Incorporated 2016 Employee Stock Purchase Plan.
- F3Each Restricted Stock Unit converts into common stock on a one-for-one basis.
- F4These RSUs vest quarterly over a four year period, and the first quarterly vesting occurred on June 20, 2017. Vested shares will be delivered to the reporting person upon vest date. Unless otherwise provided, on each vest date shares of common stock will automatically be sold to satisfy the reporting person's tax withholding obligations in a non-discretionary transaction.
- F5These RSUs vest quarterly over a four year period, and the first quarterly vesting occurred on June 20, 2018. Vested shares will be delivered to the reporting person upon vest date. Unless otherwise provided, on each vest date shares of common stock will automatically be sold to satisfy the reporting person's tax withholding obligations in a non-discretionary transaction.