SEC Form 4 · accession 0001214659-18-006075
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bernshteyn
Officer — Chief Executive Officer · Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | M | 63,225 | $0.76 | A | 204,218 | D | |
| Common StockF2 | Sep 17, 2018 | S | 32,564 | $76.6564 | D | 171,654 | D | |
| Common StockF3 | Sep 17, 2018 | S | 26,660 | $77.7733 | D | 144,994 | D | |
| Common StockF4 | Sep 17, 2018 | S | 4,001 | $78.3683 | D | 140,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5 | $0.76 | Sep 17, 2018 | M | 63,225 | D | — | Jul 29, 2022 | Common Stock | 63,225 | 22,795 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 9, 2018.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $76.24 to $77.23. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $77.24 to $78.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $78.24 to $78.55. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The stock option vests in 48 equal monthly installments beginning August 18, 2012 provided the reporting person remains in continuous service on each vesting date.