SEC Form 4 · accession 0001214659-18-004375
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Siboni
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 11, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | M | 17,202 | $2.72 | A | 22,490 | D | |
| Common StockF2 | Jun 6, 2018 | S | 2,607 | $60.8943 | D | 19,883 | D | |
| Common StockF3 | Jun 6, 2018 | S | 9,895 | $60.8943 | D | 9,988 | D | |
| Common StockF4 | Jun 6, 2018 | S | 4,700 | $60.8943 | D | 5,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F5 | $2.72 | Jun 6, 2018 | M | 17,202 | D | — | Aug 27, 2024 | Common Stock | 17,202 | 77,114 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2018.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $59.25 to $60.23. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $60.28 to $61.23. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.28 to $62.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The option is exercisable in 36 equal monthly installments after September 28, 2014 provided the reporting person remains in continuous service on each vesting date; option may also be exercised early subject to Issuer's right of repurchase.