SEC Form 4 · accession 0001214659-18-004374
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi Thakur
Officer — Senior Vice Pres., Services
Period of report
Jun 6, 2018
Accepted (ET)
Jun 11, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | M | 10,000 | $0.76 | A | 14,907 | D | |
| Common StockF2 | Jun 6, 2018 | S | 1,505 | $60.84 | D | 13,402 | D | |
| Common StockF3 | Jun 6, 2018 | S | 6,295 | $60.84 | D | 7,107 | D | |
| Common StockF4 | Jun 6, 2018 | S | 2,200 | $60.84 | D | 4,907 | D | |
| Common Stock | Jun 6, 2018 | M | 30,000 | $0.76 | A | 34,907 | D | |
| Common StockF5 | Jun 6, 2018 | S | 4,084 | $60.8465 | D | 30,823 | D | |
| Common StockF6 | Jun 6, 2018 | S | 18,448 | $60.8465 | D | 12,375 | D | |
| Common StockF7 | Jun 6, 2018 | S | 7,468 | $60.8465 | D | 4,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF8 | $0.76 | Jun 6, 2018 | M | 40,000 | D | — | Jun 29, 2022 | Common Stock | 40,000 | 74,839 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 2, 2018.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $59.35 to $60.32. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $60.39 to $61.36. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.43 to $62.14. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $59.25 to $60.18. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $60.27 to $61.24. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.28 to $62.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The stock option vests in 48 equal monthly installments beginning July 30, 2012 provided the reporting person remains in continuous service on each such vesting date.