SEC Form 4 · accession 0001214659-18-002262
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd R Ford
Officer — Chief Financial Officer
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | M | 12,000 | $5.52 | A | 20,025 | D | |
| Common StockF4 | Mar 16, 2018 | S | 12,000 | $46.4579 | D | 8,025 | D | |
| Common Stock | Mar 19, 2018 | M | 100,500 | $5.52 | A | 108,525 | D | |
| Common StockF5 | Mar 19, 2018 | S | 95,298 | $46.1833 | D | 13,227 | D | |
| Common StockF6 | Mar 19, 2018 | S | 5,202 | $46.1833 | D | 8,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF7 | $5.52 | Mar 16, 2018 | M | 12,000 | D | — | Jun 11, 2025 | Common Stock | 12,000 | 312,899 | D |
| Non-Qualified Stock OptionF7,F8 | $5.52 | Mar 19, 2018 | M | 100,500 | D | — | Jun 11, 2025 | Common Stock | 100,500 | 212,399 | D |
Explanation of responses
- F11,389 Shares acquired on 03/15/2018 under the Coupa Software Incorporated 2016 Employee Stock Purchase Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $46.10 to $46.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F5The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $45.53 to $46.51. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F6The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $46.54 to $46.72. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F725% of the stock option became exercisable on May 4, 2016, with the remainder exercisable in 36 equal monthly installments thereafter provided the reporting person remains in continuous service on each vesting date.
- F8The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.