SEC Form 4 · accession 0001214659-17-004183
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony D Tiscornia
Officer — Principal Accounting Officer
Period of report
Jun 23, 2017
Accepted (ET)
Jun 27, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2017 | M | 521 | $3.92 | A | 1,911 | D | |
| Common Stock | Jun 23, 2017 | M | 260 | $7.88 | A | 2,171 | D | |
| Common Stock | Jun 23, 2017 | S | 781 | $30.5996 | D | 1,390 | D | |
| Common Stock | Jun 23, 2017 | S | 878 | $30.5933 | D | 512 | D | |
| Common Stock | Jun 23, 2017 | S | 512 | $30.5932 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.92 | Jun 23, 2017 | M | 521 | D | Mar 4, 2015 | Mar 3, 2025 | Common Stock | 521 | 10,938 | D |
| Stock Option (right to buy)F2 | $7.88 | Jun 23, 2017 | M | 260 | D | Feb 4, 2016 | Feb 3, 2026 | Common Stock | 260 | 8,334 | D |
Explanation of responses
- F1The option is exercisable in 48 equal monthly installments after March 4, 2015 provided the reporting person remains in continuous service on each vesting date.
- F2The option is exercisable in 48 equal monthly installments after February 1, 2016 provided the reporting person remains in continuous service on each vesting date.