SEC Form 4 · accession 0001214659-17-002649
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Thompson
Director
Period of report
Apr 18, 2017
Accepted (ET)
Apr 20, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2017 | M | 17,185 | $7.88 | A | 17,185 | D | |
| Common Stock | Apr 18, 2017 | S | 17,185 | $24.05 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $7.88 | Apr 18, 2017 | M | 17,185 | A | — | Feb 3, 2026 | Common Stock | 17,185 | 27,399 | D |
Explanation of responses
- F1These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 18, 2017. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- F2The option is exercisable in 36 equal monthly installments after February 4, 2016 provided the reporting person remains in continuous service on each vesting date; option may also be exercised early subject to Issuer's right of repurchase.