SEC Form 4 · accession 0001628280-17-000735
ENERGY FUELS INC · UUUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Carroll
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 1, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Feb 1, 2017 | F | 6,602 | $2.13 | D | 61,120 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above