SEC Form 4 · accession 0001385849-18-000045
ENERGY FUELS INC · UUUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Lyle Higgs
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 10, 2018 | S | 2,000 | $2.03 | D | 560,419 | D | |
| Common Shares | May 10, 2018 | S | 4,000 | $2.02 | D | 556,419 | D | |
| Common Shares | May 10, 2018 | S | 2,000 | $2.01 | D | 554,419 | D | |
| Common Shares | May 10, 2018 | S | 2,000 | $2.00 | D | 552,419 | D | |
| Common Shares | May 11, 2018 | S | 10,000 | $2.035 | D | 542,419 | D | |
| Common Shares | May 14, 2018 | S | 3,000 | $2.05 | D | 539,419 | D | |
| Common Shares | May 14, 2018 | S | 4,000 | $2.09 | D | 535,419 | D | |
| Common Shares | May 14, 2018 | S | 3,000 | $2.10 | D | 532,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 13, 2017. 2. Sale of 10,000 on 05/11/2018 was a Guaranteed Fill of 10,000 common shares @ US$2.035 by Haywood Securities Inc. for inadvertent failure to sell in accordance with the Rule 10b5-1 trading plan.