SEC Form 4 · accession 0001140361-18-025206
ENERGY FUELS INC · UUUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Lyle Higgs
Director
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 21, 2018 | S | 2,500 | $2.11 | D | 489,919 | D | |
| Common Shares | May 21, 2018 | S | 2,000 | $2.12 | D | 487,919 | D | |
| Common Shares | May 21, 2018 | S | 5,500 | $2.13 | D | 482,419 | D | |
| Common SharesF1 | May 22, 2018 | S | 10,000 | $2.085 | D | 472,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.14, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
Remarks
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 13, 2017.