SEC Form 4 · accession 0001140361-16-057903
ENERGY FUELS INC · UUUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P. Antony
Officer — President & CEO · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 15, 2016 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 14, 2016 | P | 10,000 | $2.40 | A | 226,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $3.20 | Mar 14, 2016 | P | 5,000 | A | Mar 14, 2016 | Mar 14, 2019 | Common Shares | 5,000 | 5,000 | D |
Explanation of responses
- F1Reflects purchase of 10,000 Units at $2.40 per unit, each unit consisting of one common share and one-half of one common share purchase warrant (each whole common share purchase warrant a "Warrant") Each Warrant will entitle the holder to purchase one common share of the Company..