SEC Form 4 · accession 0001209191-16-088636
Horsehead Holding Corp · ZINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Scherich
Officer — VP & CFO
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jan 4, 2016 | F | 7,008 | $1.96 | D | 140,092 | D | |
| Common Stock, par value $0.01 per shareF1 | Jan 5, 2016 | A | 32,463 | $0.01 | A | 172,555 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 32,463 restricted stock units granted to the Reporting Person, which are subject to time-based vesting. Upon vesting of each restricted stock unit, the Reporting Person shall be entitled to receive one share of common stock. One third of the restricted stock units will vest on each of January 5, 2019, 2020 and 2021.