SEC Form 4 · accession 0001209191-16-087712
Horsehead Holding Corp · ZINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Van Roden Jr.
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 4, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 4, 2016 | A | 23,880 | $0.01 | A | 76,546 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 23,880 restricted stock units, which are subject to vesting. Upon vesting, the Reporting Person shall be entitled to receive a number of shares of common stock equal to the number of restricted stock units then vesting. The restricted stock units will vest on January 4, 2017.