SEC Form 4 · accession 0001209191-15-001771
Horsehead Holding Corp · ZINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Whitaker
Officer — VP-Gen. Counsel & Secretary
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 9:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 5, 2015 | A | 6,927 | $0.01 | A | 42,854 | D | |
| Common Stock, par value $0.01 per share | Jan 5, 2015 | S | 2,390 | $15.31 | D | 40,464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 6,927 restricted stock units granted to the Reporting Person, which are subject to time-based vesting. Upon vesting of each restricted stock unit, the Reporting Person shall be entitled to receive one share of common stock. One third of the restricted stock units will vest on each of January 2, 2018, 2019 and 2020.