SEC Form 4/A · accession 0001209191-19-015796
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Benjamin W.L. Semmes III
Officer — EVP, Chief Revenue Officer
Period of report
Feb 25, 2019
Accepted (ET)
Mar 4, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | M | 4,898 | $0.00 | A | 134,987 | D | |
| Common StockF2 | Feb 25, 2019 | F | 1,219 | $19.75 | D | 133,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Feb 25, 2019 | M | 4,898 | D | — | — | Common Stock | 4,898 | 0 | D |
Explanation of responses
- F1Conversion of restricted stock units granted March 2, 2018. Closing price of a share of Common Stock on the date of vest was $19.75. 50% of units granted March 2, 2018 vested on date of the Company's filing of Form 10-K for fiscal year ended Dec. 31, 2018 (2/25/19), with the remaining 50% subject to time-based vesting of 25% on each of the first and second anniversary of the first vesting date.
- F2Transaction represents withholding of shares to satisfy tax withholding obligations upon the vesting of the 50% of the restricted stock units granted 3/2/18 which vested 2/25/19.
- F3Conversion of restricted stock units granted March 2, 2018, which became eligible to convert on date of the Company's filing of Form 10-K for fiscal year ended Dec. 31, 2018.