SEC Form 4 · accession 0001209191-18-023943
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Martin
Officer — EVP, Cheif Technology Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | M | 452 | $9.26 | A | 116,488 | D | |
| Common StockF1,F2 | Apr 2, 2018 | S | 12,452 | $22.30 | D | 104,488 | D | |
| Common StockF1 | Apr 3, 2018 | S | 9,491 | $22.00 | D | 94,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $9.26 | Apr 2, 2018 | M | 452 | D | — | Mar 10, 2020 | Common Stock | 452 | 0 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a Rule 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $22.00-$22.45. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information on the number of shares sold at each separate price.
- F3The reporting person was granted an option to purchase these shares on 3/10/2010. 25% of this option vested on 3/10/2011, with the remaining portion vesting quarterly over the following three years.