SEC Form 4 · accession 0001209191-16-138096
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Janet M Dunlap
Officer — ExecVP Gen Counsel & Secretary
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | M | 650 | $13.73 | A | 87,772 | D | |
| Common StockF1 | Aug 19, 2016 | G | 650 | $0.00 | D | 87,122 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF2 | $13.73 | Aug 19, 2016 | M | 650 | D | — | Mar 6, 2022 | Common Stock | 650 | 5,225 | D |
Explanation of responses
- F1Bona fide gift of shares of Common Stock by the reporting person to Snow Farm: The New England Craft Project. The closing market price on the date of transfer was $21.02, however, the reporting person did not receive any value for the gift of these shares. The reporting person specifically disclaims beneficial ownership of these shares.
- F2The reporting person was granted an option to purchase these shares on 3/06/2012. 25% of this option vested on 3/06/2013, with the remaining portion vesting quarterly over the following three years.