SEC Form 4 · accession 0001209191-15-080570
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet M Dunlap
Officer — ExecVP Gen Counsel & Secretary
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2015 | G | 450 | $0.00 | D | 68,792 | D | |
| Common Stock | Nov 16, 2015 | M | 2,200 | $13.73 | A | 70,992 | D | |
| Common StockF3 | Nov 16, 2015 | S | 2,200 | $25.78 | D | 68,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF4 | $13.73 | Nov 16, 2015 | M | 2,200 | D | — | Mar 6, 2022 | Common Stock | 2,200 | 8,075 | D |
Explanation of responses
- F1Bona fide gift of shares of Common Stock by the reporting person to the Center for Women and Enterprise. The closing market price on the date of transfer was $25.91, however, the reporting person did not receive any value for the gift of these shares. The reporting person specifically disclaims beneficial ownership.
- F2Adjusted Beneficial Ownership to account for mathematical error.
- F3Sale made pursuant to the terms of a 10b5-1 trading plan.
- F4The reporting person was granted an option to purchase these shares on 3/6/2012. 25% of this option vested on 3/6/2013, with the remaining portion vesting quarterly over the following three years.