SEC Form 4 · accession 0001209191-15-075406
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven R Martin
Officer — Exec VP, Chief Innovation Off.
Period of report
Oct 13, 2015
Accepted (ET)
Oct 14, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 13, 2015 | M | 2,000 | $3.63 | A | 80,013 | D | |
| Common StockF1,F2 | Oct 13, 2015 | S | 2,000 | $23.0353 | D | 78,013 | D | |
| Common StockF1,F3 | Oct 13, 2015 | S | 1,381 | $23.0378 | D | 76,632 | D | |
| Common StockF1,F4 | Oct 13, 2015 | S | 1,547 | $23.0327 | D | 75,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to buyF5 | $3.63 | Oct 13, 2015 | M | 2,000 | D | — | Mar 18, 2019 | Common Stock | 2,000 | 2,452 | D |
Explanation of responses
- F1Sale made pursuant to the terms of a 10b5-1 trading plan.
- F2The range of prices for the transactions reported on this line were $22.765 - $23.23. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F3The range of prices for the transactions reported on this line were $22.86 - $23.23. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F4The range of prices for the transactions reported on this line were $22.86 - $23.23. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer full information on the number of shares sold at each separate price.
- F5The reporting person was granted an option to purchase these shares on 3/18/2009. 25% of this option vested on 3/18/2010, with the remaining portion vesting quarterly over the following three years.