SEC Form 4 · accession 0001209191-15-045392
Monotype Imaging Holdings Inc. · TYPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet M Dunlap
Officer — General Counsel and Secretary
Period of report
Mar 17, 2014
Accepted (ET)
May 21, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2014 | M | 3,500 | $6.43 | A | 50,778 | D | |
| Common StockF1 | Sep 29, 2014 | M | 3,804 | $6.43 | A | 54,582 | D | |
| Common StockF2,F3 | May 20, 2015 | G | 650 | $0.00 | D | 66,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF4 | $6.43 | Mar 17, 2014 | M | 3,500 | D | — | Sep 30, 2016 | Common Stock | 3,500 | 3,804 | D |
| Stock Option - RIght to BuyF4 | $6.43 | Sep 29, 2014 | M | 3,804 | D | — | Sep 30, 2016 | Common Stock | 3,804 | 0 | D |
Explanation of responses
- F1Adjusted Beneficial Ownership number to add in unreported exercise and hold.
- F2Bona fide gift of shares of Common Stock by the reporting person to Snow Farm: The New England Craft Program. The closing market price on the date of transfer was $26.67, however, the reporting person did not receive any value for the gift of these shares. The reporting person specifically disclaims beneficial ownership of these shares.
- F3Adjusted Beneficial Ownership Number to correct previously calculated beneficial ownership.
- F4The reporting person was granted an option to purchase these shares on 9/30/2006. 25% of this option vested on 9/30/2007, with the remaining portion vesting quarterly over the following three years.